1/12/2018 10:09:55 PM Advisers at Leading Discount Brokers Win Bonuses to Push Higher-Priced Products By Gareth Jones Surprise - WSJ investigation shows Fidelity, Schwab and TD Ameritrade, employees win extra pay and other incentives to put clients in...
6/8/2017 5:49:12 PM Day of Reckoning with the DOL By FinTech Collective As Aaron Schumm, CEO of portfolio company Vestwell, describes, "Forward-thinking shops have already moved to spiritually fulfil their...
2/6/2017 2:35:37 PM Trump issues memorandum on Fiduciary Rule By FinTech Collective The memo directs the Secretary of Labor (not yet appointed) to examine the DOL's proposed "Fiduciary Rule" - which requires financial...
1/26/2017 10:09:07 PM Two possible routes Trump could take to delay DOL fiduciary rule By FinTech Collective The DOL could propose a delay that would be subject to public comment, or the administration could issue an interim rule seeking delay...
11/2/2016 2:42:42 PM Is Robo Advice the Best Advice? By FinTech Collective For financial advisors making the transition to compliance with new DOL fiduciary rules, robo advisory could be a compelling option. ...
10/13/2016 1:53:43 AM Fiduciary rule set to reduce Wall Street commissions By FinTech Collective The Labor Department's fiduciary rule, set to take effect in April, may have negative consequences for Wall Street broker commissions....