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Tune into the RIA Compliance Concepts podcast to hear Vestwell's General Counsel, Allison Brecher, as she discusses what it means to be a fiduciary and simple steps advisors and their clients can take to protect themselves.
Allison is the General Counsel at Vestwell, where she leads the legal, compliance, and data privacy operations at the company. She has practiced in the ERISA, employee benefits, and privacy areas for more than 20 years. She brings her prior experience as in-house counsel at global Fortune 200 companies to a startup and she enjoys using her expertise to educate plan sponsors, advisors, and others about the legal and compliance issues involved with operating their retirement plans.
https://www.riacc.io/the-ria-compliance-collective/episode/1ca0943f/plan-fiduciary-101
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